Asset Management License

To lawfully oversee client assets, investment portfolios, or collective funds, businesses must obtain a specialized license. The licensing process differs across jurisdictions based on the type and scope of operations. Our team of professionals offers end-to-end legal support throughout this journey, from compiling essential documentation to ensuring full regulatory compliance.

Who Requires an Asset Management License?

Companies engaged in professional capital administration must secure an asset management license. This applies to:

Investment funds (corporate and mutual structures);
Firms specializing in asset management;
Banks and insurance institutions;
Brokers and various financial service providers.

Holding a license not only legitimizes business activities but also ensures compliance with financial regulations, fostering transparency and investor confidence.

Advantages of Acquiring an Asset Management License

Securing a license for asset management offers numerous strategic benefits:

Legally sound and transparent financial operations;
Strengthened reputation and increased client trust;
Adherence to regulatory standards and industry laws;
Authorization to oversee investment portfolios, including mutual and closed-end funds;
Eligibility for professional engagement in stock and financial markets.

Our experts guide clients through each phase of the licensing process, from document submission to office setup in the selected jurisdiction and corporate banking arrangements.

Core Licensing Requirements for the Asset Management

Although specific conditions vary depending on the country, several universal criteria must be met:

Qualified leadership – The company’s executives and key personnel must hold relevant educational and professional credentials.
Established compliance mechanisms – An internal monitoring system is required to ensure adherence to financial laws.
Unblemished legal standing – Founders, board members, and senior employees must have no criminal record related to financial misconduct.
Residency regulations – Certain jurisdictions mandate that key company representatives be local residents.

Key Steps to Setting Up an Asset Management Firm

Incorporate a legal entity within the chosen jurisdiction
Develop and implement internal frameworks for compliance and risk mitigation
Define business objectives and establish an organizational structure
Gather and verify information about company owners and senior executives
Appoint directors and auditors, following the jurisdiction’s regulations
Recruit skilled professionals with relevant experience in the industry
Set up a corporate bank account
Obtain the official license to commence legal operations

Countries

Our team possesses extensive experience in registering companies and obtaining investment licenses in multiple jurisdictions, including the Czech Republic, Estonia, Seychelles, Cyprus, the Cayman Islands, the British Virgin Islands, and others.

Professional Legal Support for Your Investment Business

We provide expert legal guidance for investment projects, assisting businesses in selecting the most advantageous jurisdiction, preparing the necessary paperwork, completing company registration, and ensuring full compliance with financial legislation.
Reach out to us for a consultation, and we’ll tailor the best licensing solution to meet your business needs!